Roger Henry Chang

Employer firm

Rhb Capital, Inc. CRD 165625

$38.7M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → Present
  Rhb Capital, Inc.
  Westminster, CA

Previous Registrations

• 2010-10-28 → 2012-06-14
  Morgan Stanley
  Pasadena, CA

Other Businesses

RHB LEGAL INC. - NOT INVESTMENT RELATED - 65 PINE AVE. STE. 158 LONG BEACH, CA 90802 - LEGAL SERVICES - ATTORNEY - 2015 - 10 HOURS A MONTH - 0 HOURS DURING SECURITIES HOURS, ATTORNEY.

Exams

• S66 Uniform Combined State Law Examination
  2009-11-07

Other Names

• Roger H Chang