Roger Henry Chang

Current Employers

Rhb Capital, Inc.

17011 Beach Blvd. Suite 900, Huntington Beach, CA 92647 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-05

CA RA
APPROVED

Since 2025-06-05

Branch Locations

17011 Beach Blvd. Suite 900, Huntington Beach, CA 92647 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rhb Capital, Inc.	Westminster	CA	09/2012	Present

09/2012 → Present

Rhb Capital, Inc.

Westminster, CA

Previous Registrations

2010-10-28 → 2012-06-14

Morgan Stanley

Pasadena, CA

Other Businesses

RHB LEGAL INC. - NOT INVESTMENT RELATED - 65 PINE AVE. STE. 158 LONG BEACH, CA 90802 - LEGAL SERVICES - ATTORNEY - 2015 - 10 HOURS A MONTH - 0 HOURS DURING SECURITIES HOURS, ATTORNEY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-07

S66 Uniform Combined State Law Examination

2009-11-07

Other Names

Roger H Chang

View on SEC IAPD

Current Employers

Rhb Capital, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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