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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-30 |
Branch Locations
391 S State College Blvd Ste B, Brea, CA 92821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Fullerton | CA | 06/1989 | 07/2024 |
| Well Fargo Advisors Llc | Fullerton | CA | 07/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fullerton | CA | 11/2016 | 07/2024 |
| Bmo Harris Bank | Brea | CA | 07/2024 | Present |
| Lpl Financial | Brea | CA | 07/2024 | Present |
1)07/12/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)07/12/2024 - State of CA - Notary - Inv Rel - Start: 12/2021 - 2 Hr/Mth 3)07/12/2024 - BMO Bank - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 07/2024 - 160 Hr/Mth 4)07/12/2024 - Real Estate Rental - Co-Owner o- Inv Rel - Fullerton, CA - Start: 12/2012 - 2 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-10 |
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