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N10° Assets CRD 342185
$307M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5 Greenwich Office Park Suite 100, Greenwich, CT 06831 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-03 |
Branch Locations
5 Greenwich Office Park Suite 100, Greenwich, CT 06831 • United States
5 Greenwich Office Park, Greenwich, CT 06831 • United States
5 Greenwich Office Park Suite 100, Greenwich, CT 06831 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-02 |
Branch Locations
5 Greenwich Office Park Suite 100, Greenwich, CT 06831 • United States
5 Greenwich Office Park, Greenwich, CT 06831 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| N10° Wealth | New York | NY | 06/2026 | Present |
| N10° Assets | New York | NY | 06/2026 | Present |
| Ubs Financial Services Inc. | New York | NY | 05/2014 | 09/2020 |
| Wells Fargo Clearing Services, Llc | Greenwich | CT | 09/2020 | 05/2026 |
WELLINGTON COMMONS CONDOMINIUM ASSOCIATES, NOT INVT RELATED, DUMONT, NJ, PRESIDENT, START DATE 6/1/2015, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, PAYING VENDORS AND TAXES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-01 |
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