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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-21
  • CA RA
    APPROVED
    Since 2018-08-21

Branch Locations

2400 E. Katella Ave Suite 800, Anaheim, CA 92806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Brea CA 10/2008 Present
Nylife Securities Llc Brea CA 08/2009 Present
Eagle Strategies Llc Brea CA 08/2018 Present
  • 10/2008 → Present
    New York Life Insurance Company
    Brea, CA
  • 08/2009 → Present
    Nylife Securities Llc
    Brea, CA
  • 08/2018 → Present
    Brea, CA
Other Businesses

[Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products; 675 Placentia Avenue. Suite 250, Brea, CA 92821; Start Date 09/2012; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 1 hours per month during securities trading hours] [Rental Property; Rental Income Property; 1593 Avenida Selva, Fullerton CA, 92833; Start Date 05/2016; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-20
S63 Uniform Securities Agent State Law Examination 2009-10-23
  • S66 Uniform Combined State Law Examination
    2018-08-20
  • S63 Uniform Securities Agent State Law Examination
    2009-10-23
Other Names
  • Connie H Hong

View on SEC IAPD

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