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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-08 |
| IL | RA | APPROVED | 2020-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lincoln | IL | 10/2008 | Present |
(1) 04/21/2009: BRAD NEAL AND ASSOCIATES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 303 SOUTH KICKAPOO LINCOLN, IL 62656 (2) 01/28/2015: RED OAK FINANCIAL, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 303 S. KICKAPOO ST, LINCOLN, IL 62656 - START 01/01/2015 - 172 HR/MO 129 DURING SECS TRDG HRS (3) 6/12/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/15/2020 - 8 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-08-20 |
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