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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-09 |
| IL | RA | APPROVED | 2016-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nathan Neal Tax Service | Lincoln | IL | 01/2011 | Present |
| Lpl Financial Llc | Lincoln | IL | 09/2012 | Present |
(1) 01/28/2015: RED OAK FINANCIAL, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 303 S. KICKAPOO ST. LINCOLN, IL 62656 - START 01/01/2015 - 172 HR/MO 129 DURING SECS TRDG HRS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-05 |
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