Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-12-16 |
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | New Holland | IL | 08/1984 | Present |
| Bradley Neal & Assoc. | Lincoln | IL | 08/1984 | Present |
| Lpl Financial Llc | Lincoln | IL | 02/1997 | Present |
1. 2/9/2015 - Red Oak Financial, Inc. - DBA: Red Oak Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2014 - 172 Hours Per Month/129 During Securities Trading. 2. 6/17/2019 - Red Oak Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 06/01/1984 - 15 Hours Per Month/5 Hours During Securities Trading. 3. 12/29/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 07/17/2020 - 1 Hour Per Month During Securities Trading. 4. 11/07/2024 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 4 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-16 |
Reach out to this advisor