Brian Thomas Lombardo

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 09/2012 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2011-02-18 → 2012-09-06
  Mml Investors Services, Llc
  San Jose, CA

Other Businesses

1) NAME: BRIAN LOMBARDO INV REL: Y ADD:2570 NORTH FIRST ST SUITE 200, SAN JOSE CA 95131 NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS POSITION: AGENT START DATE: 1/1/11 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING:20 2) BRIAN LOMBARDO, 1613 CHAMPIONSHIP BLVD, FRANKLIN, TN, 09/20, Owner, Real Estate, NIR, 2/MO- 0/TRADING 3) NAME: GATEWAY FINANCIAL ADVISORS, INC. INV REL: Y ADD: 2570 NORTH FIRST ST., SAN JOSE CA 95131 NATURE: ADVISORY REP OF A REGISTERED INVESTMENT ADVISOR POSITION: FINANCIAL ADVISOR START DATE: 9/12 NO. HR/MO: 60 NO. HR/MO DURING SEC TRADING: 40 DESCRIBE DUTIES: INVESTMENT ADVISER REPRESENTATIVE THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE UNDER CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 4) NAME: BRIAN LOMBARDO CPA INV REL: Y ADD: 2570 NORTH FIRST ST., SAN JOSE CA 95131 NATURE: CPA, TAX PREPARATION AND ACCOUNTING SERVICES POSITION: CPA START DATE: 9/12 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: PREPARE TAX RETURNS AND ACCOUNTING RELATED SERVICES 5) EXPERT WITNESS, 2570 NORTH FIRST ST., SAN JOSE CA, SINCE 6/2015. INVESTMENT RELATED - DEVOTS 40 HR/YR - 20 HR/TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 7) PICKLEBALL, FRANKLIN TN 37067, 04/2024, OWNER, SPORTS/FITNESS/GAMING, NIR, 10 HR/MO - 10 HR/MO TRADING 8) BRIAN LOMBARDO CPA, 1613 Championship Boulevard Franklin TN 37064, 09/2012, Owner, Tax Services, NIR, 10 HR/MO, 10 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-02-05
• S63 Uniform Securities Agent State Law Examination
  2009-03-11

Designations

• Certified Financial Planner

Other Names

• Brian Lombardo