Jeremy Michael Finn

Current Employers

Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-08-26
TX	RA	APPROVED_RES	2025-08-26

KY RA
APPROVED

Since 2025-08-26
TX RA
APPROVED_RES

Since 2025-08-26

Branch Locations

500 N Hurstbourne Pkwy, Lousiville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Louisville	KY	11/2008	Present
Stratos Wealth Partners, Ltd.	Lousiville	KY	08/2025	Present

11/2008 → Present

Lpl Financial Llc

Louisville, KY
08/2025 → Present

Stratos Wealth Partners, Ltd.

Lousiville, KY

Other Businesses

1. 11/05/2008: MONROE SHINE & CO., INC - CPA AFFILIATE PROGRAM - CPA 2. 08/10/2009: HORIZON WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 222 E. MARKET ST, NEW ALBANY, IN 47150-3412 3. 3/23/2020 - V. G. Monroe Legacy - Investment Related - Real Estate Rental - Time Spent 0% - One office building we use for our business. 4. 3/24/2020 - V. G. Monroe Legacy - Investment Related - Real Estate Rental - Started 08/11/2008 - 0 Hours Per Month - One office building used for our business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-27

S66 Uniform Combined State Law Examination

2008-12-27

View on SEC IAPD

Current Employers

Stratos Wealth Partners, Ltd

Disclosures

Employment History

Other Businesses

Exams

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