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James Ryan Reynolds

Hfm Wealth Management

West Hartford, CT

CRD 5075347

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Employer firm

Hfm Wealth Management CRD 105039

$700M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Hfm Wealth Management

65 Lasalle Road Ste 307, West Hartford, CT 06107 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-01-27
  • CT RA
    APPROVED
    Since 2020-01-27

Branch Locations

65 Lasalle Road Ste 307, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc. Austin TX 04/2016 03/2017
Ganim Financial Bridgeport CT 08/2012 09/2019
Gfs Wealth Management Advisors Inc. Dba Ganim Financial Bridgeport CT 03/2017 08/2019
Ct Zoological Society Bridgeport CT 04/2017 09/2019
Thrive Bridgeport Bridgeport CT 04/2017 09/2018
Hartford Financial Management Inc., Dba Hfm Wealth Management Hartford CT 09/2019 Present
  • 04/2016 → 03/2017
    Kestra Financial Services, Inc.
    Austin, TX
  • 08/2012 → 09/2019
    Ganim Financial
    Bridgeport, CT
  • 03/2017 → 08/2019
    Gfs Wealth Management Advisors Inc. Dba Ganim Financial
    Bridgeport, CT
  • 04/2017 → 09/2019
    Ct Zoological Society
    Bridgeport, CT
  • 04/2017 → 09/2018
    Thrive Bridgeport
    Bridgeport, CT
  • 09/2019 → Present
    Hartford Financial Management Inc., Dba Hfm Wealth Management
    Hartford, CT
Previous Registrations
Other Businesses

Currently hold an insurance license: Connecticut life and health insurance, but not engaged in insurance business activity with any specific business or company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-31
  • S66 Uniform Combined State Law Examination
    2011-05-31
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • James Reynolds

View on SEC IAPD

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