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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-04-25 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
500 North Hurstbourne Parkway Suite 450, Louisville, KY 40222-3310 • United States
Prospect, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Chicago | IL | 06/2015 | 11/2016 |
| Strategic Advisers, Inc. | Chicago | IL | 07/2015 | 11/2016 |
| Tiaa | Chicago | IL | 11/2016 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Chicago | IL | 11/2016 | 10/2022 |
| Fifth Third Bank | Crown Point | IN | 10/2022 | 05/2023 |
| Fifth Third Securities | Crown Point | IN | 10/2022 | 05/2023 |
| Fidelity Investments | South Bend | IN | 05/2023 | Present |
| Susan Claywell | Chesterton | IN | 12/2020 | 10/2022 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
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