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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-04-20 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Tolleson, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Phoenix | AZ | 01/2016 | 06/2018 |
| The Prudential Insurance Company Of America | Phoenix | AZ | 02/2016 | 06/2018 |
| Morgan Stanley | Gilbert | AZ | 07/2018 | 08/2021 |
| Morgan Stanley Private Bank, N.A | Gilbert | AZ | 07/2018 | 08/2021 |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 09/2021 | 11/2025 |
| J.P. Morgan Securities Llc | Tempe | AZ | 09/2021 | 11/2025 |
| Shopalot Llc | Tolleson | AZ | 05/2024 | Present |
| Empower Financial Services, Inc. | Greenwood Village | CO | 03/2026 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 03/2026 | Present |
Entity Name: Shopalot LLC Investment related: No Address: Tolleson, AZ 85353 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 05/06/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: E-commerce Owner No relation or similar to Empower Role
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-08 |
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