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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-04-20
  • AZ RA
    APPROVED
    Since 2026-04-20

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Tolleson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Phoenix AZ 01/2016 06/2018
The Prudential Insurance Company Of America Phoenix AZ 02/2016 06/2018
Morgan Stanley Gilbert AZ 07/2018 08/2021
Morgan Stanley Private Bank, N.A Gilbert AZ 07/2018 08/2021
Jpmorgan Chase Bank, N.A. Tempe AZ 09/2021 11/2025
J.P. Morgan Securities Llc Tempe AZ 09/2021 11/2025
Shopalot Llc Tolleson AZ 05/2024 Present
Empower Financial Services, Inc. Greenwood Village CO 03/2026 Present
Empower Advisory Group, Llc Greenwood Village CO 03/2026 Present
  • 01/2016 → 06/2018
    Pruco Securities, Llc
    Phoenix, AZ
  • 02/2016 → 06/2018
    The Prudential Insurance Company Of America
    Phoenix, AZ
  • 07/2018 → 08/2021
    Gilbert, AZ
  • 07/2018 → 08/2021
    Morgan Stanley Private Bank, N.A
    Gilbert, AZ
  • 09/2021 → 11/2025
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 09/2021 → 11/2025
    Tempe, AZ
  • 05/2024 → Present
    Shopalot Llc
    Tolleson, AZ
  • 03/2026 → Present
    Empower Financial Services, Inc.
    Greenwood Village, CO
  • 03/2026 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

Entity Name: Shopalot LLC Investment related: No Address: Tolleson, AZ 85353 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 05/06/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: E-commerce Owner No relation or similar to Empower Role

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-08
  • S66 Uniform Combined State Law Examination
    2018-10-08
Other Names
  • Sonya Marie Valentin
  • Sonya Valentin
  • Sonya M Valentin

View on SEC IAPD

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