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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-05-12 |
Branch Locations
4040 Embassy Pkwy Ste 280, Akron, OH 44333 • United States
Brecksville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank N.A. | Independence | OH | 05/2012 | 04/2017 |
| Pnc Investments | Independence | OH | 05/2012 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Akron | OH | 04/2017 | 05/2026 |
| Raymond James Financial Services, Inc. | Akron | OH | 05/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Akron | OH | 05/2026 | Present |
(1)Name of Business: Grand River Orchard LLC Address: 2771 Columbia Rd, Brecksville, OH, 44141, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/01/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We still have hope to some day harvest more then a handful of hazelnuts. Responsibilities include replanting of dead trees and releasing the dog to chase deer away. (2)Name of Business: McCauley Financial LLC Address: 3467 Forest Grove Drive, Bettendorf, IA, 52722, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/11/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Handling client inquiries and delivering excellent service.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-28 |
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