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1925 Aspen Drive 200B, Santa Fe, NM 87505 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-02 |
| NM | RA | APPROVED | 2018-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Longview Asset Management Llc | Santa Fe | NM | 01/2016 | 08/2018 |
| Highrocks Wealth Llc | Santa Fe | NM | 04/2018 | Present |
Unit 200B, 1925 Aspen Drive investment-related Unit 200B, 1925 Aspen Drive, Santa Fe, NM 87505 real estate Co-Owner 8/1/2024 4 hours per month 0 hours during trading recordkeeping, unit upkeep and maintenance as required, attendance at business condo owners' association meetings Mariah Sacoman investment-related 1925 Aspen Drive, Santa Fe, NM 87505 insurance Licensed Insurance Agent 6/7/2010 2 hours per month 0 hours during trading Although I am a licensed insurance agent, I do not actively sell insurance. The 2 hours per month is purely for continuing education to keep my license and stay up to date with the industry/perform insurance analyses for my clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-29 |
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