Mariah Lee Sacoman

Employer firm

Highrocks Wealth, LLC CRD 293842

$6.27M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 08/2018
  Longview Asset Management Llc
  Santa Fe, NM
• 04/2018 → Present
  Highrocks Wealth Llc
  Santa Fe, NM

Previous Registrations

• 2016-02-16 → 2018-08-16
  Longview Asset Management, Llc
  Santa Fe, NM
• 2013-08-15 → 2015-12-28
  Lpl Financial Llc
  Santa Fe, NM
  San Diego, CA
  Santa Fe, NM
• 2011-07-27 → 2013-08-28
  Morgan Stanley
  Albuquerque, NM
  Santa Fe, NM
• 2010-02-08 → 2011-04-06
  Signator Investors, Inc.
  Albuquerque, NM

Other Businesses

Unit 200B, 1925 Aspen Drive investment-related Unit 200B, 1925 Aspen Drive, Santa Fe, NM 87505 real estate Co-Owner 8/1/2024 4 hours per month 0 hours during trading recordkeeping, unit upkeep and maintenance as required, attendance at business condo owners' association meetings Mariah Sacoman investment-related 1925 Aspen Drive, Santa Fe, NM 87505 insurance Licensed Insurance Agent 6/7/2010 2 hours per month 0 hours during trading Although I am a licensed insurance agent, I do not actively sell insurance. The 2 hours per month is purely for continuing education to keep my license and stay up to date with the industry/perform insurance analyses for my clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-11-13
• S63 Uniform Securities Agent State Law Examination
  2008-10-29

Designations

• Certified Financial Planner

Other Names

• Mariah Sacoman