Dallas Lee Wheeler

Employer firm

Plan Group Financial, Inc. CRD 116508

$690M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → Present
  Progressive Home Solutions, Llc
  Moore, OK
• 04/2014 → 05/2017
  Waddell & Reed, Inc
  Edmond, OK
• 04/2014 → 05/2022
  Various Insurance Carriers For W&R Insurance Agencies
  Moore, OK
• 10/2013 → 12/2022
  Big D Sports, Llc
  Moore, OK
• 04/2014 → Present
  Bw Group, Llc
  Edmond, OK
• 05/2017 → Present
  Plan Group, Inc.
  Oklahoma City, OK
• 05/2017 → 12/2019
  Saxony Securities
  St. Louis, MO

Previous Registrations

• 2017-05-12 → 2022-12-31
  Plan Group Financial, Inc.
  Oklahoma City, OK
• 2014-04-01 → 2017-05-15
  Waddell & Reed
  Edmond, OK
• 2012-10-01 → 2014-04-09
  J.P. Morgan Securities Llc
  Oklahoma City, OK
  Oklahoma City, OK
  Midwest City, OK
• 2011-07-01 → 2012-10-01
  Chase Investment Services Corp.
  Oklahoma City, OK
  Oklahoma City, OK
  Oklahoma City, OK

Other Businesses

1) PLAN GROUP FINANCIAL, INC. DBA FOR INVESTMENT RELATED ACTIVITY. 2) BW Group, LLC., investment related, 107 N. Riverside Dr., Moore, OK 73160, Financial Services, owner, started 04/2014, 80hrs/month during trading hours, duties include providing financial services. 3) Progressive Home Solutions, LLC., non-investment related, 107 N. Riverside Dr., Moore, OK 73160, rental property management, owner, started 09/2007, 5 hrs/month during non-trading hours, duties include managing rental properties.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-30
• S63 Uniform Securities Agent State Law Examination
  2008-11-26

Other Names

• Dallas L Wheeler