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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-08-22
  • CA RA
    APPROVED
    Since 2012-08-22

Branch Locations

Citi Private Bank 407 N. Maple Drive, Suite 150, Beverly Hills, CA 90210 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank, N.A. Beverly Hills CA 08/2012 Present
Citigroup Global Markets Inc. Beverly Hills CA 08/2012 Present
Previous Registrations
Other Businesses

JKDY Investments LLC; Restaurants; Not investment-related; Los Angeles, CA; Affiliation 01/01/2021; Title: None; Duties: N/A; 0 hours devoted each month during and outside securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-16
  • S66 Uniform Combined State Law Examination
    2009-03-16
Other Names
  • Dan Yi

View on SEC IAPD

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