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Andrew Joseph Reynolds

Ballast, Inc.

Lexington, KY

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Current Employers
Ballast, Inc.

400 East Vine St Suite 400, Lexington, KY 40507 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-03-02
KY RA APPROVED 2010-04-12
  • OH RA
    APPROVED
    Since 2012-03-02
  • KY RA
    APPROVED
    Since 2010-04-12

Branch Locations

400 East Vine St Suite 400, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Apw Capital, Inc. Parsippany NJ 03/2010 09/2021
Ballast, Inc. Lexington KY 03/2010 Present
Outside Insurance Business Lexington KY 07/2010 Present
  • 03/2010 → 09/2021
    Apw Capital, Inc.
    Parsippany, NJ
  • 03/2010 → Present
    Lexington, KY
  • 07/2010 → Present
    Outside Insurance Business
    Lexington, KY
Previous Registrations
Other Businesses

(1) - Blue Grass Community Foundation, Investment related: No, 499 East High Street, Suite 112, Lexington, Ky, 40507, Community Foundation, Board Member, 01/01/2015, 2, I will be a volunteer board member and member of the executive committee. I will NOT have any ability to direct, access, move, change, handle, or make a unilateral decision on any of the foundation's assets, checking accounts, or any financial decisions. This is a role where I will help provide input to the organization. help create ideas of how to improve knowledge of community foundation. (2) Three Fillies Farm; Lexington, KY; Service description: We sell hay; Start date: 06/16/2016; Title: N/A; Duties: Sell hay; Time spent: 5% (3) - Cathedral of Christ The King - Volunteer Endowment Committee Member (4) - University of Kentucky MBA Advisory Council, Investment related: No, 550 South Limestone, Lexington, Kentucky, 40506, , volunteer council member, 07/01/2020, 1 hour, The council has three primary goals: Help improve our program through ensuring that the program is providing the tools for our candidates to excel in the workplace Help mentor and develop our MBA candidates through providing functional and career advice to our candidates Help place our MBA candidates through providing networking as well as internship opportunities. (5) - Outside Fixed Insurance; Lexington, KY; Service description: Life/Disability/Long-term care insurance; Duties: Insurance Agent; Title: Financial Planner, Director of business development; Time spent: 10%. (6) -Four Foals Realty LLC; a LLC created for investment properties; Time spent 5%. (7)- Hat Creek Racing Co XI, LLC; not investment-related; 838 E. High Street, #104 Lexington, KY 40502; has ownership in race horses; minority/silent investor; start date: 4/24/2024; I devote "0" hours per month to this business; no duties, silent investor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-08
  • S66 Uniform Combined State Law Examination
    2009-12-08
Designations
Other Names
  • Andy Reynolds

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