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Thanh Nguyen

J.P. Morgan Securities LLC

Daly City, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-04-27
  • CA RA
    APPROVED
    Since 2015-04-27

Branch Locations

5 Southgate Avenue, Daly City, CA 94015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Daly City CA 03/2015 05/2017
Jpmorgan Securities, Llc. Daly City CA 05/2017 Present
  • 03/2015 → 05/2017
    Jpmorgan Securities Llc
    Daly City, CA
  • 05/2017 → Present
    Jpmorgan Securities, Llc.
    Daly City, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-02
  • S66 Uniform Combined State Law Examination
    2008-12-02
Other Names
  • Tom Quoc Nguyen
  • Tom Quoc Nguyen
  • Thanh Quoc Nguyen
  • Thanh Q Nguyen

View on SEC IAPD

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