Andrew Scott Rafal

Current Employers

Employment History

• 07/2015 → Present
  Bayntree Planning Group, Llc
  Scottsdale, AZ
• 07/2015 → Present
  Bayntree Wealth Advisors, Llc
  Scottsdale, AZ

Previous Registrations

• 2012-11-20 → 2015-12-17
  Strategy Financial Group
  Phoenix, CA
  Phoenix, AZ
• 2011-06-25 → 2013-02-13
  Redwood Investment Management, Llc.
  Scottsdale, AZ
  Phoenix, AZ

Other Businesses

(1) NAME: AJW, LLC--INVESTMENT RELATED: YES--ADDRESS: 6720 NORTH SCOTTSDALE ROAD, SUITE 340, SCOTTSDALE, AZ 85253--NATURE OF OTHER BUSINESS: HOLDING COMPANY--OWNERSHIP: MEMBER--START DATE: JULY 2006--APPROX. HOURS: ZERO HOURS/MONTH & ZERO HOURS/DAY DURING TRADING HOURS--DUTIES: NO DUTIES (2) NAME: AJW CAPITAL VENTURES--INVESTMENT RELATED: NO--ADDRESS: 6402 E. LAFAYETTE BLVD SCOTTSDALE AZ 85251--NATURE OF OTHER BUSINESS: HOLDING COMPANY--OWNERSHIP: MANAGER--START DATE: OCTOBER 2011--APPROX. HOURS: ZERO HOURS/MONTH & ZERO HOURS/DAY DURING TRADING HOURS--DUTIES: NO DUTIES (3) NAME: AJW ADVISORY, LLC--INVESTMENT RELATED: NO--ADDRESS: 6402 E. LAFAYETTE BLVD SCOTTSDALE AZ 85251--NATURE OF OTHER BUSINESS: N/A-INACTIVE--OWNERSHIP: MEMBER--START DATE: JUNE 2011--APPROX. HOURS: ZERO HOURS/MONTH & ZERO HOURS/DAY DURING TRADING HOURS--DUTIES: NO DUTIES (4) BAYNTREE PLANNING GROUP, LLC -- INVESTMENT RELATED, 6720 NORTH SCOTTSDALE ROAD, SUITE 340, SCOTTSDALE, AZ 85253--NATURE OF OTHER BUSINESS: STATE-LICENSED INSURANCE AGENCY--OWNERSHIP: MEMBER--START DATE: 07/2015 HOURS: 20 HOURS/MONTH & 1 HOURS/DAY DURING TRADING HOURS--DUTIES: INSURANCE RECOMMENDATIONS (5) RAFGREEN, LLC-- INVESTMENT RELATED,5910 LANDERBROOK DR NO 200 CLEVELAND, OHIO 44124--NATURE OF OTHER BUSINESS: REAL ESTATE (FAMILY)--OWNERSHIP: MEMBER--START DATE: 08/2011 HOURS: 0 HOURS/MONTH & 0 HOURS/DAY DURING TRADING HOURS--DUTIES: NONE

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-17