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5770 Gateway Blvd Suite 102, Mason, OH 45040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-29 |
Branch Locations
5770 Gateway Blvd Suite 102, Mason, OH 45040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Cincinnati | OH | 11/2015 | Present |
| Axecap Investments Llc | Mason | OH | 05/2021 | Present |
CARBON WEALTH MANAGEMENT LLC, INV RELATED, CINCINNATI, OH, 100% OWNERSHIP, START 3/3/2017, 2 HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE. ELLA MIA LLC, INV RELATED, CINCINNATI, OH, 100% OWNERSHIP, START 4/6/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, REAL ESTATE HOLDINGS. NOMS NOMS LLC, NOT INV RELATED, CINCINNATI, OH, 100% OWNERSHIP, START 3/18/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, CATERING. HEDGEHOG INVESTMENTS LLC, INV RELATED, CINCINNATI, OH, 100% OWNERSHIP, START 12/21/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, REAL ESTATE HOLDINGS. WU TANG FINANCIAL LLC, INV RELATED, CINCINNATI, OH, 100% OWNERSHIP, START 6/29/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, MANAGE RENTAL PROPERTIES. BBBC,LLC; NOT INVESTMENT RELATED; CINCINNATI,OH; 100% OWNERSHIP; START DATE 03/18/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HOLDING COMPANY FOR PERSONAL AUTOMIBILE AND EQUIPMENT. YELLOW FLOWER LLC, INV RELATED, LOVELAND, OH, 100% OWNERSHIP, START 11/1/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, PERSONAL EXPENSES. CASCADE ENTERPRISES, LLC, INVESTMENT RELATED, PRIVATE-PLACEMENT AND REAL ESTATE INVESTMENT ENTITY. OPTIMUS V1 LLC, INVESTMENT RELATED, MANAGER OF A PRIVATE INVESTMENT ENTITY, MANAGES A PRIVATE INVESTMENT ENTITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-05 |
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