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Alexander John Pawlukowsky

J.P. Morgan Securities LLC

Park Ridge, IL

CRD 5601882

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-22
IL RA APPROVED 2021-06-25
  • TX RA
    APPROVED_RES
    Since 2024-01-22
  • IL RA
    APPROVED
    Since 2021-06-25

Branch Locations

1 S. Northwest Highway, Park Ridge, IL 60068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Park Ridge IL 10/2014 04/2021
Jp Morgan Securities Llc Park Ridge IL 04/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-21
S63 Uniform Securities Agent State Law Examination 2008-10-30
  • S66 Uniform Combined State Law Examination
    2021-05-21
  • S63 Uniform Securities Agent State Law Examination
    2008-10-30
Other Names
  • Alex Pawlukowsky
  • Alec Pawlukowsky
  • Alexander J Pawlukowsky

View on SEC IAPD

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Nearby Offices

EDWARD JONES · PARK RIDGE, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PARK RIDGE, IL
ALLSTATE FINANCIAL ADVISORS, LLC · Park Ridge, IL

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