Best Investors Account Sign in

Eric P Hermes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clinton Township, MI

Chesterfield Twp, MI

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-28
MI RA APPROVED 2016-03-21
  • TX RA
    APPROVED
    Since 2016-04-28
  • MI RA
    APPROVED
    Since 2016-03-21

Branch Locations

37370 S Gratiot Ave, Clinton Township, MI 48036 • United States

30650 23 Mile Rd, Chesterfield Twp, MI 48047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clinton Township MI 11/2015 Present
Bank Of America, N.A. Clinton Township MI 02/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-15
S63 Uniform Securities Agent State Law Examination 2008-10-31
  • S66 Uniform Combined State Law Examination
    2016-03-15
  • S63 Uniform Securities Agent State Law Examination
    2008-10-31

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
EDWARD JONES
LPL FINANCIAL LLC
HANTZ FINANCIAL SERVICES, INC.
J.P. MORGAN SECURITIES LLC
CORECAP ADVISORS
FIFTH THIRD SECURITIES, INC.

Other Investors

ERIC JASON ZIMMERMAN
NANCY Lee BARTOLAMEOLLI
Kevin Ott
KELLY LYNN BOYD
JOSEPH KAMAL YATOUMA
Bobbi Marie Wroblewski
Paul LaBaere
JAMIE LYNN URBANSKI

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Clinton Township, MI
VIRTUE CAPITAL MANAGEMENT, LLC · Clinton Township, MI
EDWARD JONES · Macomb, MI
LPL FINANCIAL LLC · MACOMB, MI
HANTZ FINANCIAL SERVICES, INC. · CLINTON TOWNSHIP, MI
J.P. MORGAN SECURITIES LLC · MACOMB, MI
CORECAP ADVISORS · Mt. Clemens, MI
LPL FINANCIAL LLC · MACOMB, MI

More in Clinton Township, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor