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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-17
MI RA APPROVED 2010-09-08
  • TX RA
    APPROVED_RES
    Since 2014-01-17
  • MI RA
    APPROVED
    Since 2010-09-08

Branch Locations

22600 Hall Rd Ste 100, Clinton Township, MI 48036 • United States

901 Wilshire Dr. Suite 350, Troy, MI 48084 • United States

Warren, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Troy MI 11/1998 03/2020
Ameriprise Financial Services, Llc Troy MI 03/2020 Present
Other Businesses

Business Ownership; Zimco Management, Inc.; set up for tax purposes and payroll; s corp for tax purposes; 32919 gallo lane, , warren, MI, 48093; Not Investment-Related; 10/16/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; vector marketing; sales rep -; ; olean new york, ,; ; ; 1 to 9 hours per month; / Zimco Management, Inc.; owner - owner; ; 43900 garfield, , clinton twp, MI, 48038; Investment-Related; 01/01/2020; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-26
S63 Uniform Securities Agent State Law Examination 1998-12-28
  • S66 Uniform Combined State Law Examination
    2010-07-26
  • S63 Uniform Securities Agent State Law Examination
    1998-12-28

View on SEC IAPD

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