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Richard Edward Topf

Edward Jones

Twin Lakes, WI

CRD 5601430

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-11
WI RA APPROVED 2008-12-17
  • TX RA
    APPROVED_RES
    Since 2019-01-11
  • WI RA
    APPROVED
    Since 2008-12-17

Branch Locations

301 E Main Street Suite 101, Twin Lakes, WI 53181 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 09/2008 Present
Other Businesses

SOURCE TO SUMMIT LLC BUSINESS CONSULTING GENOA CITY, WI 53128 STARTED 10/16/2006 MEMBER 0 HOURS DURING TRADING 6 MONTHLY MINOR ADMINISTRATION AND CUSTOMER RELATIONS. ROUND LAKE PARK POLICE PENSION FUND TRUSTEE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-05
  • S66 Uniform Combined State Law Examination
    2008-12-05
Other Names
  • Richard Topf
  • Richard Edward Topf

View on SEC IAPD

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