Richard Edward Topf

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-11
WI	RA	APPROVED	2008-12-17

TX RA
APPROVED_RES

Since 2019-01-11
WI RA
APPROVED

Since 2008-12-17

Branch Locations

301 E Main Street Suite 101, Twin Lakes, WI 53181 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	09/2008	Present

09/2008 → Present

Edward Jones

St. Louis, MO

Other Businesses

SOURCE TO SUMMIT LLC BUSINESS CONSULTING GENOA CITY, WI 53128 STARTED 10/16/2006 MEMBER 0 HOURS DURING TRADING 6 MONTHLY MINOR ADMINISTRATION AND CUSTOMER RELATIONS. ROUND LAKE PARK POLICE PENSION FUND TRUSTEE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-05

S66 Uniform Combined State Law Examination

2008-12-05

Other Names

Richard Topf
Richard Edward Topf

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

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