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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-12-10
  • CO RA
    APPROVED
    Since 2021-12-10

Branch Locations

1309 E. 3Rd Ave. Unit 38, Durango, CO 81301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gaia Creative Llc Louisville CO 02/2007 Present
Lpl Financial Llc Durango CO 07/2014 Present
  • 02/2007 → Present
    Gaia Creative Llc
    Louisville, CO
  • 07/2014 → Present
    Lpl Financial Llc
    Durango, CO
Previous Registrations
Other Businesses

1. 08/01/2014 - RENTAL PROPERTY/ REAL ESTATE RENTAL/ 1%/ DURANGO, CO 2. 08/01/2014 - PREVIOUSLY SOLD FIXED INSURANCE/ NON-VARIABLE INSURANCE TRAILS ONLY/ 0%/ DURANGO, CO 3. 08/01/2014 - GRENADIER FINANCIAL, LLC/ DBA ONLY/ 100%/ DURANGO, CO 4. 08/01/2014 - GAIACREATIVE, LLC/ BOOKKEEPER FOR SPOUSE'S GRAPHIC DESIGN BUSINESS/ 1%/ DURANGO, CO 5. 5/25/2016: No Business Name - Not Investment Related - Various - Outside/W-2 Employment - Start 06/01/2016 - 3 Hours Per Month/0 Hours During Securities Trading - Professional musician playing solo and local band performances. - Various public events, festivals and music venues. 6. 12/15/2021 - Western Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/10/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 7. 12/21/2021 - Western Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 12/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-30
  • S66 Uniform Combined State Law Examination
    2008-12-30
Other Names
  • Ross Douglas

View on SEC IAPD

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