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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gaia Creative Llc | Louisville | CO | 02/2007 | Present |
| Lpl Financial Llc | Durango | CO | 07/2014 | Present |
1. 08/01/2014 - RENTAL PROPERTY/ REAL ESTATE RENTAL/ 1%/ DURANGO, CO 2. 08/01/2014 - PREVIOUSLY SOLD FIXED INSURANCE/ NON-VARIABLE INSURANCE TRAILS ONLY/ 0%/ DURANGO, CO 3. 08/01/2014 - GRENADIER FINANCIAL, LLC/ DBA ONLY/ 100%/ DURANGO, CO 4. 08/01/2014 - GAIACREATIVE, LLC/ BOOKKEEPER FOR SPOUSE'S GRAPHIC DESIGN BUSINESS/ 1%/ DURANGO, CO 5. 5/25/2016: No Business Name - Not Investment Related - Various - Outside/W-2 Employment - Start 06/01/2016 - 3 Hours Per Month/0 Hours During Securities Trading - Professional musician playing solo and local band performances. - Various public events, festivals and music venues. 6. 12/15/2021 - Western Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/10/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 7. 12/21/2021 - Western Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 12/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-30 |
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