Michael P Martin

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-05-02

MD RA
APPROVED

Since 2024-05-02

Branch Locations

171 Jennifer Rd, Annapolis, MD 21401 • United States

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citizens Bank	State College	PA	02/2016	04/2017
Citizens Securities, Inc	State College	PA	02/2016	04/2017
Pnc Investments	State College	PA	04/2017	05/2018
Valic Financial Advisors, Inc.	Linthicum	MD	06/2018	12/2018
Pnc Investments	Annapolis	MD	01/2019	05/2024
Wells Fargo Clearing Services, Llc	Columbia	MD	05/2024	Present

02/2016 → 04/2017

Citizens Bank

State College, PA
02/2016 → 04/2017

Citizens Securities, Inc

State College, PA
04/2017 → 05/2018

Pnc Investments

State College, PA
06/2018 → 12/2018

Valic Financial Advisors, Inc.

Linthicum, MD
01/2019 → 05/2024

Pnc Investments

Annapolis, MD
05/2024 → Present

Wells Fargo Clearing Services, Llc

Columbia, MD

Previous Registrations

2019-01-23 → 2024-05-09

Pnc Wealth Management Llc

Annapolis, MD

Annapolis, MD

Edgewater, MD

Chester, MD

Annapolis, MD
2018-06-04 → 2019-01-18

Valic Financial Advisors, Inc.

Linthicum Heights, MD
2017-04-21 → 2018-06-08

Pnc Wealth Management Llc

State College, PA

Bellefonte, PA
2016-03-24 → 2017-04-04

Citizens Securities, Inc.

Washington, PA

State College, PA
2015-11-20 → 2016-01-08

M&T Securities, Inc.

Williamsport, PA

State College, PA

Pleasant Gap, PA

State College, PA

Philipsburg, PA

Bellefonte, PA
2014-04-28 → 2015-10-20

Pnc Wealth Management Llc

State College, PA

State College, PA

Camp Hill, PA

Bellefonte, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-28
S63	Uniform Securities Agent State Law Examination	2008-10-17

S66 Uniform Combined State Law Examination

2014-04-28
S63 Uniform Securities Agent State Law Examination

2008-10-17

Designations

Other Names

Michael Peter Martin
Michael Peter Martin
Michael Martin

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CETERA INVESTMENT ADVISERS LLC

RCS FINANCIAL PLANNING, LLC

MARINER INDEPENDENT

EQUITABLE ADVISORS, LLC

LPL FINANCIAL LLC

Other Investors

Robert E Saunders

DONALD WILLIAM COLLETT

LEE DONALD BOLLHORST

JAMES WILSON THOMAS

Stefen Thomas Main

SAMANTHA MARIE LONG

Daniel Maris Beigel

JOSEPH WALLACE DUBINSKI

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD

CETERA INVESTMENT ADVISERS LLC · Annapolis, MD

RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD

AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD

MARINER INDEPENDENT · Annapolis, MD

EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD

WELLS FARGO CLEARING SERVICES, LLC · ANNAPOLIS, MD

More in Annapolis, MD

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