Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-12-01
TX RA APPROVED 2015-11-30
  • CA RA
    APPROVED
    Since 2015-12-01
  • TX RA
    APPROVED
    Since 2015-11-30

Branch Locations

135 S. State College Blvd Suite 650, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 11/2015 Present
Previous Registrations
Other Businesses

Jennifer Ho & Jun Cao / 109 DolciIrvineCAUnited States92602 / Personal Investment property / Owner and payer for the mortgage. / 5/9/2022 Jennifer Ho & Jun CaoPersonal Investment property, Proprietor / owner, Owner and payer for the mortgage, Start date-9/9/2022, IrvineCA United States92618

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-12
  • S66 Uniform Combined State Law Examination
    2008-12-12
Other Names
  • Jennifer He
  • Zhirong He

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Brea, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor