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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Group, Inc. | Raleigh | NC | 01/2016 | 11/2021 |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 01/2016 | 11/2021 |
| Lpl Financial Llc | Rock Hill | SC | 12/2021 | Present |
1)12/01/2021 - FERGUSON FINANCIAL LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2021 2)12/01/2021 - NOTARY - State of SC - Inv Rel - Start: 01/2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-05 |
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