Eric Thomas Bottolfsen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → 12/2024
  Massmutual/Goldbook Financial
  Scottsdale, AZ
• 10/2013 → 09/2017
  Massmutual
  Phoenix, AZ
• 10/2020 → 12/2024
  Mml Investors Services, Llc
  Scottsdale, AZ
• 12/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2024 → Present
  Cetera Investment Advisers Llc
  El Segundo, CA

Previous Registrations

• 2022-05-04 → 2024-12-16
  Mml Investors Services, Llc
  Scottsdale, AZ
  Phoenix, AZ

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2017; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: LOBO 1395 LLC; INVESTMENT RELATED: NO; ADDRESS: PHOENIX, AZ 85021; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 05/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGER; 3. NAME OF OTHER BUSINESS: 1717-218 LLC; INVESTMENT RELATED: NO; ADDRESS: PHOENIX, AZ 85021; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 05/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: LANDLORD; 4. NAME OF OTHER BUSINESS: ETB CONSULTING; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE BROKERAGE FOR DISABILITY INSURANCE; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: INSURANCE BROKERAGE; 5. NAME OF OTHER BUSINESS: ALLWEALTH PLANNING; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: CO-FOUNDER, FINANCIAL PLANNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: MANAGE PRIVATE WEALTH CLIENTS & EMPLOYEE BENEFITS; 6. NAME OF OTHER BUSINESS: VIP MORTGAGE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MORTGAGES AND REFINANCING START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: BRANCH MANAGER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MORTGAGES AND REFINANCING. WE ARE NOT ORIGINATING LOANS. VIP MORTGAGE IS AN EXISTING MORTGAGE COMPANY THAT WILL ACT AS ORIGINATOR AND BROKER

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-12
• S63 Uniform Securities Agent State Law Examination
  2021-04-16