Eric James Schaber

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → Present
  Securities America, Inc.
  Belgrade, MT
• 11/2020 → Present
  Securities America Advisors, Inc.
  Belgrade, MT
• 09/2023 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  La Vista, NE
• 2021-01-19 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
• 2009-02-23 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Seattle, WA
  Belgrade, MT

Other Businesses

1. JUNKYARD MIKE'S BULLY RESCUE POSITION: Owner NATURE: Dog rescue INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 08/05/2021 ADDRESS: 201 Heidi Lane, Belgrade MT 59714, United States DESCRIPTION: Take in and care for dogs that were in shelters on either a permanent basis or as a temporary foster.

Exams

• S66 Uniform Combined State Law Examination
  2009-02-21