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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-21
SC RA APPROVED 2014-05-14
  • TX RA
    APPROVED_RES
    Since 2014-05-21
  • SC RA
    APPROVED
    Since 2014-05-14

Branch Locations

1899 Hwy 17 North, Mt Pleasant, SC 29464 • United States

822 Coleman Blvd, Mt Pleasant, SC 29464 • United States

632 Long Point Road, Mt. Pleasant, SC 29464 • United States

1032 Johnnie Dodds. Blvd, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Mt Pleasant SC 05/2014 Present
South Carolina Bank & Trust Mt Pleasant SC 05/2014 Present
  • 05/2014 → Present
    Mt Pleasant, SC
  • 05/2014 → Present
    South Carolina Bank & Trust
    Mt Pleasant, SC
Previous Registrations
  • 2011-09-14 → 2014-05-16
    Sorrento Pacific Financial, Llc
    Mt Pleasent, SC
    Charlston, SC
    San Diego, CA
  • 2010-05-19 → 2011-08-16
    Uvest Financial Services Group, Inc.
    Charleston, SC
    Charlotte, NC
  • 2009-06-01 → 2010-04-28
    Charleston, SC
  • 2008-12-19 → 2009-06-01
    Charleston, SC
Other Businesses

1. 5/27/2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SOUTH STATE INVESTMENT SERVICES - START DATE 06/30/2014 - INVESTMENT RELATED - 160 HOURS PER MONTH/130 HOURS DURING TRADING - MT. PLEASANT, SC. 2. 06/25/2015 - REAL ESTATE RENTAL - RENTAL PROPERTY: 4112 PERRINE STREET, CHARLESTON, SC 29414 - START 10/01/2013 - 1 HR/MO NOT DURING SECS TRDG HRS. 3. 09/16/2015 - no busienss name - INV REL - 4062 Hartland Street, Charleston, SC 29414 - Real Estate Rental - START 09/04/2015 - 1 HOUR PER MONTH, 0 DURING TRADING - This is a rental property I purchased this month, it is owned by myself and my wife Lea Webb. 4. 12/19/2016 - No Business Name - Investment Related - Charleston, SC - Real Estate Rental - Started 12/01/2016 - 2 Hours Per Month/0 Hours During Securities Trading. 5. 9/6/2017 - No Business Name - Investment Related - Charleston, SC - Real Estate Rental - Started 07/24/2017 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-09
  • S66 Uniform Combined State Law Examination
    2008-12-09

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