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Michael Misak

J.P. Morgan Securities LLC

Laguna Hills, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-16
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2018-03-16
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

24085 El Toro Road, Laguna Hills, CA 92653 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Laguna Hills CA 06/2009 Present
J.P. Morgan Securities Llc Laguna Hills CA 10/2012 Present
Previous Registrations
  • 2011-05-06 → 2012-10-01
    Chase Investment Services Corp.
    Mission Viejo, CA
    Ladera Ranch, CA
    Laguna Niguel, CA
    Ladera Ranch, CA
    La Verne, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-05
S63 Uniform Securities Agent State Law Examination 2010-05-26
  • S66 Uniform Combined State Law Examination
    2011-05-05
  • S63 Uniform Securities Agent State Law Examination
    2010-05-26

View on SEC IAPD

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Other Offices

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CETERA INVESTMENT ADVISERS LLC · LAGUNA HILLS, CA
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FUSION FINANCIAL · LAGUNA HILLS, CA
ADVISORS ON CALL · LAGUNA HILLS, CA
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