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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Madison | WI | 05/2015 | 03/2017 |
| Jpmorgan Chase Bank, N.A | Rockford | IL | 03/2017 | 01/2025 |
| Jp Morgan Securities Llc | Rockford | IL | 03/2017 | 01/2025 |
| Lpl Financial Llc | Rockford | IL | 01/2025 | Present |
1. 01/2025- WINTRUST INVESTMENTS- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/14/2022- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-23 |
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