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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-02-24 |
| AR | RA | APPROVED | 2009-01-20 |
Branch Locations
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 09/2008 | Present |
| Bank Of America, N.A. | Little Rock | AR | 07/2011 | Present |
I*1058262For profit or not for profit: Entity For ProfitName of outside business organization: Lima Romeo Investments, LLCInvestment related: NAddress of business: Little Rock, ArkansasNature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 11/6/2020Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Passthrough LLC to hold commercial real estate I*3184341Entity Type: Entity For ProfitName of OBA: Killin Time Hunting Club II, LLCAddress: Little Rock, Arkansas, 72202Investment Related: NoPosition, Title, Association: General Partner/Managing Member,OwnerEmployee Start Date: 11/04/2025Number of Hours: 1, MonthlyNumber of Hours during trading: 0, MonthlyDuties: LLC being formed to purchase farm land Somewhat passive, but will have some responsibility overseeing operations and improvements to the property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-16 |
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