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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-27 |
| GA | RA | APPROVED | 2017-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Event Driven Corporation | Alpharetta | GA | 01/2013 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta | GA | 12/2016 | Present |
| Bank Of America, N.A. | Alpharetta | GA | 02/2017 | Present |
(1) Event Driven Corporation, non investment related, 1015 Jordan Lane, Alpharetta, GA, Computer/IT Services, Secretary, 01/01/2013, 1 hours per month, 0 hour during securities trading hours,Assist in some clerical duties such as filing paperwork, mailing items and purchasing office supplies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-21 |
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