Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-28
WA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2025-01-28
  • WA RA
    APPROVED
    Since 2011-01-03

Branch Locations

999 3Rd Ave [Wv-Rbo], Seattle, WA 98104 • United States

Edmonds, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Kirkland WA 09/2008 Present
Wells Fargo Advisors Llc Seattle WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 Present
  • 09/2008 → Present
    Wells Fargo Bank, N.A.
    Kirkland, WA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Seattle, WA
  • 11/2016 → Present
    Seattle, WA
Previous Registrations
  • 2008-12-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Seattle, WA
    Kirkland, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-24
  • S66 Uniform Combined State Law Examination
    2008-11-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Seattle, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor