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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2016-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empirical Wealth Management | Seattle | WA | 12/2014 | 10/2016 |
| Eric Aslakson | Seattle | WA | 10/2016 | Present |
| Northwestern Mutual Investment Services Llc | Seattle | WA | 10/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-27 |
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