Sam P Semaan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  Merrill Lynch
  Naples, FL
• 06/2011 → Present
  Bank Of America,N.A.
  Naples, FL

Other Businesses

I*398931, For profit or not for profit: Non-Profit, Name of outside business: University of Miami Bascom Palmer, Investment related: N, Address: Naples, Florida, 34103, Nature of business: Charitable Organization, Position, title, association: Other (advisory council), Start date of relationship: 01/01/2018, Number of hours devoted: 1hr/Mo, Number of hours devoted during trading hours: 0.5, Duties: Bascom palmer is the leading eye institute in the country. It's part of the University of Miami. The advisory council advises the local Naples office on community outreach etc. I*2026365, Entity Type, Entity for Profit, Name of OBA: SPS Family Holdings LLC, Address: Naples, FL, 34119, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 09/04/2024, No Hours: 2hrs/Mo, No Hours during trading: 2, Duties: This is just an LLC for estate planning. I*2018353, Entity Type, Entity for Profit, Name of OBA: Hurricane Holdings 980 LLC, Address: Naples, FL, 34119, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 09/04/2024, No Hours: 3hrs/Ann, No Hours during trading: 3, Duties: This is a non operating company to hold investments that we've created as part of my family's overall estate plan. MY sister is the manager of the LLC and she has also disclosed her role. I*4590287 Entity Type: N/A Name of OBA: M S Revocable Living Trust Address: naples, Florida, 34108 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 05/19/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Uncle

Exams

• S66 Uniform Combined State Law Examination
  2011-02-01