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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-06-20 |
Branch Locations
141 Longwater Dr, Suite 101, Norwell, MA 02061 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Hanover, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Retirement Advisors | Braintree | MA | 09/2014 | 06/2017 |
| Voya Financial Partners | Braintree | MA | 09/2016 | 06/2017 |
| Kestra Investment Services, Llc | Norwell | MA | 06/2017 | Present |
| Kestra Advisory Services, Llc | Norwell | MA | 06/2017 | Present |
Business Name: Jack Conway, Realtor Investment Related: No Address: 321 Main St Hingham MA 02043 Nature of Business: Real Estate Position, Title or Relationship: Referral agent Start Date: 6/13/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Just refer to another real estate agentBusiness Name: NFP Investment Related: Yes Address: 141 Longwater Dr Suite 101 Norwell MA 02061 Nature of Business: Registered Field Assistant; Consulting; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: retirement plan consultant Start Date: 6/5/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Working with clients on their retirement plansBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Consulting; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: retirement plan consultant Start Date: 6/5/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: meeting with clients and reviewing their retirement plan.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-23 |
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