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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-06-20
  • MA RA
    APPROVED
    Since 2017-06-20

Branch Locations

141 Longwater Dr, Suite 101, Norwell, MA 02061 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Hanover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Retirement Advisors Braintree MA 09/2014 06/2017
Voya Financial Partners Braintree MA 09/2016 06/2017
Kestra Investment Services, Llc Norwell MA 06/2017 Present
Kestra Advisory Services, Llc Norwell MA 06/2017 Present
  • 09/2014 → 06/2017
    Voya Retirement Advisors
    Braintree, MA
  • 09/2016 → 06/2017
    Voya Financial Partners
    Braintree, MA
  • 06/2017 → Present
    Kestra Investment Services, Llc
    Norwell, MA
  • 06/2017 → Present
    Norwell, MA
Previous Registrations
Other Businesses

Business Name: Jack Conway, Realtor Investment Related: No Address: 321 Main St Hingham MA 02043 Nature of Business: Real Estate Position, Title or Relationship: Referral agent Start Date: 6/13/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Just refer to another real estate agentBusiness Name: NFP Investment Related: Yes Address: 141 Longwater Dr Suite 101 Norwell MA 02061 Nature of Business: Registered Field Assistant; Consulting; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: retirement plan consultant Start Date: 6/5/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Working with clients on their retirement plansBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Consulting; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: retirement plan consultant Start Date: 6/5/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: meeting with clients and reviewing their retirement plan.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-31
S63 Uniform Securities Agent State Law Examination 2010-05-23
  • S65 Uniform Investment Adviser Law Examination
    2013-12-31
  • S63 Uniform Securities Agent State Law Examination
    2010-05-23
Other Names
  • Colleen Marie Kennedy

View on SEC IAPD

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