Daniel Robert Maclean

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Raymond James Financial Services
  Louisville, KY
• 05/2011 → Present
  Raymond James Financial Services Advisors Inc.
  Louisville, KY
• 05/2011 → Present
  Stock Yards Bank & Trust Company
  Louisville, KY

Previous Registrations

• 2008-12-15 → 2011-05-23
  J.J.B. Hilliard, W.L. Lyons, Llc
  Louisville, KY

Other Businesses

(1)Name of Business: Stock Yards Bank & Trust Company Address: 1040 E Main St, Louisville, KY, 40206, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President Investment Related: Yes Start Date: 05/18/2011 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: RJFS Financial Advisor (2)Name of Business: Stock Yards Financial Services Address: 1040 E Main St, Louisville, KY, 40206, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 09/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (3)Name of Business: Stock Yards Investment Services Address: 1040 E Main St, Louisville, KY, 40206, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 07/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Advisor

Exams

• S66 Uniform Combined State Law Examination
  2008-11-15