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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-20
TX RA APPROVED 2019-08-16
CA RA APPROVED 2017-11-13
  • NY RA
    APPROVED
    Since 2021-04-20
  • TX RA
    APPROVED
    Since 2019-08-16
  • CA RA
    APPROVED
    Since 2017-11-13

Branch Locations

434 Delaware Avenue, Buffalo, NY 14202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Torrance CA 03/2016 11/2017
Raymond James Financial Services, Inc. Torrance CA 11/2017 Present
Raymond James Financial Services Advisors Inc. Torrance CA 11/2017 Present
Previous Registrations
  • 2016-05-10 → 2017-11-03
    Waddell & Reed
    Torrance, CA
    Los Angeles, CA
    Las Vegas, NV
Other Businesses

(1) Name of Business: Address: 827 Bird Ave, Buffalo, NY, 14209, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/11/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Consult with my wife who manages the property and tenants of the duplex. (2) Name of Business: 6506 E. Quaker RE, LLC Address: 6506 E. Quaker St, Orchard Park, NY, 14127, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/20/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 45% owner of the LLC which owns the property. Travis Alexander is managing member and co-owner at 55%. (3) Name of Business: BGA Insurance Address: 434 Delaware Ave, Buffalo, NY, 14202-1534, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 11/30/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Write fixed insurance thru BGA as my broker (4) Name of Business: CamFam Holdings, LLC Address: 827 Bird Ave, Buffalo, NY, 14209, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/30/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife is the managing member of the entity. I have access to the entities bank account for bill payments. (5) Name of Business: CamFam Holdings, LLC Address: 20 Lakeridge South Dr, Orchard Park, NY, 14127, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/15/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Property maintenance as needed. Pay utility and tax bills. (6) Name of Business: Lumen Wealth Group Address: 434 Delaware Ave, Buffalo, NY, 14202, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/08/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I do my Raymond James Financial Advising practice under the name Lumen Wealth Group. This is just a DBA. (7) Name of Business: Noble Wealth Partners Affiliate Holdings, LLC Address: 434 Delaware Ave, Buffalo, NY, 14202-1534, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 12/31/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Oversee all aspects of day-to-day business, financials, growth and development. (8) Name of Business: Noble Wealth Partners, Inc Address: 434 Delaware Ave, Buffalo, NY, 14202, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 02/28/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Oversee all aspects of day-to-day business, financials, growth and development. (9) Name of Business: R49 Capital, LLC. Address: 20 Lakeridge South Dr., Orchard Park, NY, 14127, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/25/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole owner of the entity set up as a holding company that will own a commercial real estate property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-31
  • S66 Uniform Combined State Law Examination
    2016-03-31
Other Names
  • Christopher W Campbell
  • Chris William Campbell

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