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Inactive

Brian Griffiths

Lido

Cottonwood Heights, UT

Los Angeles, CA

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Current Employers
Lido

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-22
CA RA APPROVED 2025-12-18
UT RA APPROVED 2025-12-18
TX RA APPROVED 2025-12-17
  • FL RA
    APPROVED
    Since 2025-12-22
  • CA RA
    APPROVED
    Since 2025-12-18
  • UT RA
    APPROVED
    Since 2025-12-18
  • TX RA
    APPROVED
    Since 2025-12-17

Branch Locations

6985 Union Park Center Suite 435, Cottonwood Heights, UT 84047 • United States

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Salt Lake City UT 05/2011 12/2025
Fidelity Personal And Workplace Advisors Boston MA 07/2018 12/2025
Fidelity Investments Boston MA 03/2025 12/2025
Lido Advisors, Llc Los Angeles CA 12/2025 Present
  • 05/2011 → 12/2025
    Fidelity Investments
    Salt Lake City, UT
  • 07/2018 → 12/2025
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → 12/2025
    Fidelity Investments
    Boston, MA
  • 12/2025 → Present
    Lido Advisors, Llc
    Los Angeles, CA
Previous Registrations
Other Businesses

OrgNmn: L Griffiths Inc| Org Addr: Sandy, Utah| OBA Nature: Handmade Jewelry and Hair Salon Sales |Invst Rel: N| Title: Part-Owner| Duties: I perform no duties. This is done by my wife.|StrtDt:10-19-09|TotHrs/mon:0.01|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-20
  • S66 Uniform Combined State Law Examination
    2007-08-20
Other Names
  • Brian Derral Griffiths

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Cottonwood Heights, UT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COTTONWOOD HEIGHTS , UT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COTTONWOOD HEIGHTS, UT
LPL FINANCIAL LLC · MIDVALE, UT
LPL FINANCIAL LLC · COTTONWOOD HEIGHTS, UT
PRIME CAPITAL FINANCIAL · Cottonwood Heights, UT
SEQUOIA FINANCIAL GROUP, L.L.C. · Cottonwood Heights, UT
OSAIC WEALTH, INC. · COTTONWOOD HEIGHTS, UT

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