Michael Neil Zimmerman

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 05/2019
  Boyd Senior Planning
  Lancaster, PA
• 01/2012 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 01/2012 → Present
  Jonathan Roberts Advisory Group, Inc.
  Tampa, FL
• 01/2019 → 05/2019
  Sequinox Wealth Advisors, Llc.
  Lancaster, PA
• 07/2008 → 05/2019
  Sequinox
  Lancaster, PA

Previous Registrations

• 2019-03-11 → 2019-07-02
  Sequinox Wealth Advisors, Llc.
  Lancaster, PA
• 2010-07-19 → 2012-01-23
  Pelion Investment Advisors, Inc.
  Tampa, FL
• 2008-09-18 → 2010-07-01
  Workman Securities Corporation
  Harrisburg, PA
  Lancaster, PA

Other Businesses

(1) REGAL WEALTH ADVISORS, LLC; INVESTMENT RELATED; 108 Foxshire Drive, Suite 2 Lancaster, PA 17601; DBA NAME FOR SECURITIES AND ADVISORY BUSINESS; PRESIDENT; 6/15/19; 200 HRS PER MONTH; 140 HRS DURING TRADING HRS. (2) AGENT OF SEVERAL INSURANCE COMPANIES. RECEIVE COMMISSIONS ON BUSINESS PLACED. (3) Regal Wealth Holdings LLC; Real Estate; Not investment Related; 108 Foxshire Drive, Suite 2, Lancaster, PA 17601; President/Owner; Own and maintain building; Start 7/30/2023; 5 hrs./mo. during trading. (4) Rental Property; Not investment Related; 321 Rhoda Dr, Lancaster, PA 17601; Landlord owner; Maintain property; Start 8/1/16; 0 hours month during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-02-12
• S65 Uniform Investment Adviser Law Examination
  2008-05-01

Other Names

• Michael N Zimmerman