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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-04-12 |
| KY | RA | APPROVED | 2010-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lexington | KY | 09/2008 | Present |
| Bank Of America, N.A. | Lexington | KY | 05/2023 | Present |
I*1686334, Entity Type: Entity Not for Profit, Name of OBA: Shriners Lexington Corporate Council , Address: Lexington,Kentucky 40513, Investment Related: N, Position, Title, Association: Council Member, Employee Start Date: 01/29/2024, No Hours: 0, No Hours during trading: 0, Duties: Fundraising Council for Shriners Children's Hospital
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-18 |
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