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Sarah M Mclaughlin

Wilmington Trust Investment Advisors, Inc.

Wilmington, DE

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Current Employers
Wilmington Trust Investment Advisors, Inc.

Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-01-10
  • MD RA
    APPROVED
    Since 2023-01-10

Branch Locations

Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M & T Securities Buffalo NY 03/2016 Present
M & T Bank Buffalo NY 03/2016 Present
  • 03/2016 → Present
    M & T Securities
    Buffalo, NY
  • 03/2016 → Present
    M & T Bank
    Buffalo, NY
Previous Registrations
  • 2016-03-18 → 2021-12-23
    M&T Securities, Inc.
    Rochester, NY
    Buffalo, NY
    Rochester, NY
    Buffalo, NY
    Rochester, NY
    Boston, MA
  • 2009-09-25 → 2016-03-01
    Wall Street Financial Group, Inc.
    Fairport, NY
    Victor, NY
    Victor, NY
Other Businesses

Starting: 03/2016; Manufacturers & Traders Trust Company ("M&T Bank"), One M&T Plaza, Buffalo, NY 14203; Employee of M&T Bank. The majority of hours are dedicated to banking related functions 5/11/2023 - Wilmington Trust Investment Advisors - Registered Investment Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-03
  • S66 Uniform Combined State Law Examination
    2009-09-03
Other Names
  • Sarah M Mclaughin

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
KINGSVIEW WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

More in Wilmington, DE

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