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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-05-23 |
| TX | RA | APPROVED | 2017-05-22 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85306 • United States
Cave Creek, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2008 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: LAWMENEZ PROPERTIES (RENTAL PROPERTY) INVESTMENT-RELATED: ADDRESS: SCOTTSDALE, AZ. POSITION: LANDLORD/OWNER START DATE: 06/2016 APPROXIMATE HOURS/MONTH DEVOTED TO THE BUSINESS: 1 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: Limited Agent - Mother INVESTMENT-RELATED: ADDRESS: Cave Creek, AZ START DATE: 11/2021 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-10-20 |
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