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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • AZ RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

13985 W Grand Ave Suite 100, Surprise, AZ 85374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Surprise AZ 10/2012 11/2023
Bair Wealth Management Llc Scottsdale AZ 11/2023 Present
Bair Properties,Llc Sun City AZ 03/2022 Present
Cetera Advisors Llc El Segundo CA 11/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 10/2012 → 11/2023
    Surprise, AZ
  • 11/2023 → Present
    Bair Wealth Management Llc
    Scottsdale, AZ
  • 03/2022 → Present
    Bair Properties,Llc
    Sun City, AZ
  • 11/2023 → Present
    Cetera Advisors Llc
    El Segundo, CA
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-10-01 → 2023-11-18
    Glendale, AZ
    Peoria, AZ
    Peoria, AZ
    Phoenix, AZ
    Phoenix, AZ
    Glendale, AZ
    Phoenix, AZ
    Surprise, AZ
    Glendale, AZ
    Phoenix, AZ
    Peoria, AZ
    Glendale, AZ
  • 2011-03-03 → 2012-10-01
    Chase Investment Services Corp.
    Glendale, AZ
    Glendale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Peoria, AZ
    Peoria, AZ
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2008, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2023. POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: BAIR WEALTH MANAGEMENT LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: expense management, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, Not during trading hours, BRIEF DESCRIPTION OF DUTIES: PASS THROUGH ENTITY FOR TAX PURPOSES; 4. NAME OF OTHER BUSINESS: BAIR PROPERTIES,LLC, INVESTMENT RELATED: NO, ADDRESS: 22821 N 120TH LN, SUN CITY, AZ 85373 NATURE OF BUSINESS: REAL ESTATE, START DATE: 03/2022 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUYING AND SELLING AND RENTING/LEASING OF PROPERTIES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-02
S63 Uniform Securities Agent State Law Examination 2008-10-16
  • S65 Uniform Investment Adviser Law Examination
    2011-03-02
  • S63 Uniform Securities Agent State Law Examination
    2008-10-16
Designations
Other Names
  • Nick Ryan Bair
  • Nicholas R Bair
  • Nick Bair

View on SEC IAPD

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