Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-23
OH RA APPROVED 2011-05-23
  • TX RA
    APPROVED_RES
    Since 2019-12-23
  • OH RA
    APPROVED
    Since 2011-05-23

Branch Locations

525 Windsor Park Dr, Dayton, OH 45459-4112 • United States

Beavercreek, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miamisburg OH 04/2011 03/2020
Ameriprise Financial Services, Llc Dayton OH 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Commercial; 525 Windsor Park DrCenterville, OH 45459, ,; Investment-Related; 06/20/2018. Board of Directors; Windsor Square Condo Association; Treasurer; 505 Windsor Square DriveCenterville, OH 45459, ,; Investment-Related; 08/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Haste the Day; Founder/President; 2317 Oakbrook Blvd, , Beavercreek, OH, 45434; Not Investment-Related; 11/01/2014; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Facilitator - Dave Ramsey's Financial Peace Class; Small group reading Dave Ramsey's book "Financial Peace" and watching short DVD of him talking on basics of personal finance.; Centerville Christian Fellowship Church 700 Spring Valley Pike D, ,; ; 06/01/2018; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-28
  • S66 Uniform Combined State Law Examination
    2009-01-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dayton, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor