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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-08-05
  • TX RA
    APPROVED
    Since 2013-08-05

Branch Locations

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

1445 Ross Ave Ste 100, Dallas, TX 75202 • United States

2222 Mckinney Ave Ste 300, Dallas, TX 75201 • United States

5938 W Northwest Hwy, Dallas, TX 75225 • United States

11730 Preston Rd, Dallas, TX 75230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Addison TX 08/2013 11/2016
Wells Fargo Clearing Services, Llc Addison TX 11/2016 Present
Previous Registrations
  • 2010-11-23 → 2013-08-05
    Avantax Advisory Services
    Fort Worth, TX
  • 2009-01-09 → 2010-11-24
    Wells Fargo Investments, Llc
    Hurst, TX
Other Businesses

RENTAL PROPERTY, INV RELATED, FORT WORTH, TX, 100% OWNERSHIP, START 6/1/2021, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-08
  • S66 Uniform Combined State Law Examination
    2009-01-08

View on SEC IAPD

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