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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-04-27
  • NJ RA
    APPROVED
    Since 2023-04-27

Branch Locations

1142 Route 46 West, Parsippany, NJ 07054 • United States

909 Bloomfield Avenue, West Caldwell, NJ 07006 • United States

588 Newark Pompton Turnpike, Pompton Plains, NJ 07444 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdamertrade Morristown NJ 06/2013 04/2023
Pnc Investments, Llc. West Caldwell NJ 04/2023 Present
  • 06/2013 → 04/2023
    Tdamertrade
    Morristown, NJ
  • 04/2023 → Present
    Pnc Investments, Llc.
    West Caldwell, NJ
Previous Registrations
  • 2022-04-01 → 2023-04-20
    Jersey City, NJ
  • 2013-09-16 → 2023-04-20
    Td Ameritrade Investment Management, Llc
    Morristown, NJ
    Jersey City, NJ
  • 2013-09-17 → 2022-10-14
    Td Ameritrade, Inc.
    Morristown, NJ
    Jersey City, NJ
Other Businesses

1. 08/08/2021 / Owner-Landlord / Rental Property / Non-investment related / Hours during trading hours: 0; 2. 12/23/2020 / President / MMD Foundation - Non-profit Charitable Organization for Scholarships / Non-investment related / Hours during trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-04
S63 Uniform Securities Agent State Law Examination 2010-05-27
  • S66 Uniform Combined State Law Examination
    2013-09-04
  • S63 Uniform Securities Agent State Law Examination
    2010-05-27

View on SEC IAPD

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